Disclosure Documents

Pursuant to Regulation 1.55 in Part 1 of the Commodity Exchange Act, the Commodity Futures Trading Commission requires that each futures commission merchant provide specific disclosure documents that are intended to explain the risks of opening a commodity futures account in general and to provide information that would be material to a customer's decision to entrust funds to and to do business with a particular futures commission merchant.  The information below addresses these requirements.

Financial information regarding the Company, including how the Company invests and holds customer funds, can be found on the NFA website http://www.nfa.futures.org/basicnet/welcome.aspx

Financial information for all FCMs can be found on the CFTC website at http://www.cftc.gov/MarketReports/FinancialDataforFCMs 

 

Financial Information

  •  Disclosure
    •  Annual Report Specific Sections as Required
    •  Daily Statements of Customer Funds by Type
    •  Monthly 1 FR FCM Specific Sections as Required
    •  Summary of Monthly Capital Balances